Robert Kagan
外交政策,国际秩序和战略项目高级研究员
Think of two significant trend lines in the world today. One is the increasing ambition and activism of the two great revisionist powers, Russia and China. The other is the declining confidence, capacity, and will of the democratic world, and especially of the United States, to maintain the dominant position it has held in the international system since 1945. As those two lines move closer, as the declining will and capacity of the United States and its allies to maintain the present world order meet the increasing desire and capacity of the revisionist powers to change it, we will reach the moment at which the existing order collapses and the world descends into a phase of brutal anarchy, as it has three times in the past two centuries. The cost of that descent, in lives and treasure, in lost freedoms and lost hope, will be staggering.
Americans tend to take the fundamental stability of the international order for granted, even while complaining about the burden the United States carries in preserving that stability. History shows that world orders do collapse, however, and when they do it is often unexpected, rapid, and violent. The late 18th century was the high point of the Enlightenment in Europe, before the continent fell suddenly into the abyss of the Napoleonic Wars. In the first decade of the 20th century, the world’s smartest minds predicted an end to great-power conflict as revolutions in communication and transportation knit economies and people closer together. The most devastating war in history came four years later. The apparent calm of the postwar 1920s became the crisis-ridden 1930s and then another world war. Where exactly we are in this classic scenario today, how close the trend lines are to that intersection point is, as always, impossible to know. Are we three years away from a global crisis, or 15? That we are somewhere on that path, however, is unmistakable.
And while it is too soon to know what effect Donald Trump’s presidency will have on these trends, early signs suggest that the new administration is more likely to hasten us toward crisis than slow or reverse these trends. The further accommodation of Russia can only embolden Vladimir Putin, and the tough talk with China will likely lead Beijing to test the new administration’s resolve militarily. Whether the president is ready for such a confrontation is entirely unclear. For the moment, he seems not to have thought much about the future ramifications of his rhetoric and his actions.
China and Russia are classic revisionist powers. Although both have never enjoyed greater security from foreign powers than they do today — Russia from its traditional enemies to the west, China from its traditional enemy in the east — they are dissatisfied with the current global configuration of power. Both seek to restore the hegemonic dominance they once enjoyed in their respective regions. For China, that means dominance of East Asia, with countries like Japan, South Korea, and the nations of Southeast Asia both acquiescing to Beijing’s will and acting in conformity with China’s strategic, economic, and political preferences. That includes American influence withdrawn to the eastern Pacific, behind the Hawaiian Islands. For Russia, it means hegemonic influence in Central and Eastern Europe and Central Asia, which Moscow has traditionally regarded as either part of its empire or part of its sphere of influence. Both Beijing and Moscow seek to redress what they regard as an unfair distribution of power, influence, and honor in the U.S.-led postwar global order. As autocracies, both feel threatened by the dominant democratic powers in the international system and by the democracies on their borders. Both regard the United States as the principal obstacle to their ambitions, and therefore both seek to weaken the American-led international security order that stands in the way of their achieving what they regard as their rightful destinies.
Soldiers of China’s People’s Liberation Army (PLA) Navy patrol at Woody Island, in the Paracel Archipelago, which is known in China as the Xisha Islands, January 29, 2016. REUTERS.
It was good while it lasted
Until fairly recently, Russia and China have faced considerable, almost insuperable, obstacles in achieving their objectives. The chief obstacle has been the power and coherence of the international order itself and its principal promoter and defender. The American-led system of political and military alliances, especially in the two critical regions of Europe and East Asia, has presented China and Russia with what Dean Acheson once referred to as “situations of strength” that have required them to pursue their ambitions cautiously and, since the end of the Cold War, to defer serious efforts to disrupt the international system.
The system has checked their ambitions in both positive and negative ways. During the era of American primacy, China and Russia have participated in and for the most part been beneficiaries of the open international economic system the United States created and helps sustain; so long as that system functions, they have had more to gain by playing in it than by challenging and overturning it. The political and strategic aspects of the order, however, have worked to their detriment. The growth and vibrancy of democratic government in the two decades following the collapse of Soviet communism posed a continual threat to the ability of rulers in Beijing and Moscow to maintain control, and since the end of the Cold War they have regarded every advance of democratic institutions — especially the geographical advance of liberal democracies close to their borders — as an existential threat. That’s for good reason: Autocratic powers since the days of Klemens von Metternich have always feared the contagion of liberalism. The mere existence of democracies on their borders, the global free flow of information they cannot control, the dangerous connection between free market capitalism and political freedom — all pose a threat to rulers who depend on keeping restive forces in their own countries in check. The continual challenge to the legitimacy of their rule posed by the U.S.-supported democratic order has therefore naturally made them hostile both to that order and to the United States. But, until recently, a preponderance of domestic and international forces has dissuaded them from confronting the order directly. Chinese rulers have had to worry about what an unsuccessful confrontation with the United States might do to their legitimacy at home. Even Putin has pushed only against open doors, as in Syria, where the United States responded passively to his probes. He has been more cautious when confronted by even marginal U.S. and European opposition, as in Ukraine.
The greatest check on Chinese and Russian ambitions has been the military and economic power of the United States and its allies in Europe and Asia. China, although increasingly powerful, has had to contemplate facing the combined military and economic strength of the world’s superpower and some very formidable regional powers linked by alliance or common strategic interest — including Japan, India, and South Korea, as well as smaller but still potent nations like Vietnam and Australia. Russia has had to face the United States and its NATO allies. When united, these U.S.-led alliances present a daunting challenge to a revisionist power that can call on few allies of its own for assistance. Even were the Chinese to score an early victory in a conflict, such as the military subjection of Taiwan or a naval battle in the South or East China Sea, they would have to contend over time with the combined industrial productive capacities of some of the world’s richest and most technologically advanced nations and the likely cutoff of access to foreign markets on which their own economy depends. A weaker Russia, with its depleted population and oil- and gas-dependent economy, would face an even greater challenge.
For decades, the strong global position enjoyed by the United States and its allies has discouraged any serious challenge. So long as the United States was perceived as a dependable ally, Chinese and Russian leaders feared that aggressive moves would backfire and possibly bring their regimes down. This is what the political scientist William Wohlforth once described as the inherent stability of the unipolar order: As dissatisfied regional powers sought to challenge the status quo, their alarmed neighbors turned to the distant American superpower to contain their ambitions. And it worked. The United States stepped up, and Russia and China largely backed down — or were preempted before acting at all.
Faced with these obstacles, the best option for the two revisionist great powers has always been to hope for or, if possible, engineer a weakening of the U.S.-supported world order from within, either by separating the United States from its allies or by raising doubts about the U.S. commitment and thereby encouraging would-be allies and partners to forgo the strategic protection of the liberal world order and seek accommodation with its challengers.
The present system has therefore depended not only on American power but on coherence and unity at the heart of the democratic world. The United States has had to play its part as the principal guarantor of the order, especially in the military and strategic realm, but the order’s ideological and economic core — the democracies of Europe and East Asia and the Pacific — has also had to remain relatively healthy and confident.
In recent years, both pillars have been shaken. The democratic order has weakened and fractured at its core. Difficult economic conditions, the recrudescence of nationalism and tribalism, weak and uncertain political leadership and unresponsive mainstream political parties, and a new era of communications that seems to strengthen rather than weaken tribalism have together produced a crisis of confidence not only in the democracies but in what might be called the liberal enlightenment project. That project elevated universal principles of individual rights and common humanity over ethnic, racial, religious, national, or tribal differences. It looked to a growing economic interdependence to create common interests across boundaries and to the establishment of international institutions to smooth differences and facilitate cooperation among nations. Instead, the past decade has seen the rise of tribalism and nationalism, an increasing focus on the Other in all societies, and a loss of confidence in government, in the capitalist system, and in democracy. We are witnessing the opposite of Francis Fukuyama’s “end of history.” History is returning with a vengeance and with it all the darker aspects of the human soul, including, for many, the perennial human yearning for a strong leader to provide firm guidance in a time of confusion and incoherence.
The Dark Ages 2.0
This crisis of the enlightenment project may have been inevitable, a recurring phenomenon produced by inherent flaws in both capitalism and democracy. In the 1930s, economic crisis and rising nationalism led many to doubt whether either democracy or capitalism was preferable to alternatives such as fascism and communism. And it is no coincidence that the crisis of confidence in liberalism accompanied a simultaneous breakdown of the strategic order. Then, the question was whether the United States as the outside power would step in and save or remake an order that Britain and France were no longer able or willing to sustain. Now, the question is whether the United States is willing to continue upholding the order that it created and which depends entirely on American power or whether Americans are prepared to take the risk — if they even understand the risk — of letting the order collapse into chaos and conflict.
That willingness has been in doubt for some time, well before the election of Trump and even before the election of Barack Obama. Increasingly in the quarter century after the end of the Cold War, Americans have been wondering why they bear such an unusual and outsized responsibility for preserving global order when their own interests are not always clearly served — and when the United States seems to be making all the sacrifices while others benefit. Few remember the reasons why the United States took on this abnormal role after the calamitous two world wars of the 20th century. The millennial generation born after the end of the Cold War can hardly be expected to understand the lasting significance of the political, economic, and security structures established after World War II. Nor are they likely to learn much about it in high school and college textbooks obsessed with noting the evils and follies of American “imperialism.” Both the crises of the first half of the 20th century and its solution in 1945 have been forgotten. As a consequence, the American public’s patience with the difficulties and costs inherent in playing that global role have worn thin. Whereas previous unsuccessful and costly wars, in Korea in 1950 and Vietnam in the 1960s and 1970s, and previous economic downturns, such as with the energy crisis and crippling “stagflation” of the mid- to late 1970s, did not have the effect of turning Americans against global involvement, the unsuccessful wars in Iraq and Afghanistan and the financial crisis of 2008 have.
Obama pursued an ambivalent approach to global involvement, but his core strategy was retrenchment. In his actions and his statements, he critiqued and repudiated previous American strategy and reinforced a national mood favoring a much less active role in the world and much narrower definition of American interests. The Obama administration responded to the George W. Bush administration’s failures in Iraq and Afghanistan not by restoring American power and influence but by further reducing them. Although the administration promised to “rebalance” American foreign policy to Asia and the Pacific, in practice that meant reducing global commitments and accommodating revisionist powers at the expense of allies’ security.
The administration’s early attempt to “reset” relations with Russia struck the first blow to America’s reputation as a reliable ally. Coming just after the Russian invasion of Georgia, it appeared to reward Moscow’s aggression. The reset also came at the expense of U.S. allies in Central Europe, as programs of military cooperation with Poland and the Czech Republic were jettisoned to appease the Kremlin. This attempt at accommodation, moreover, came just as Russian policy toward the West — not to mention Putin’s repressive policies toward his own people — was hardening. Far from eliciting better behavior by Russia, the reset emboldened Putin to push harder. Then, in 2014, the West’s inadequate response to the Russian invasion of Ukraine and seizure of Crimea, though better than the Bush administration’s anemic response to the invasion of Georgia (Europe and the United States at least imposed sanctions after the invasion of Ukraine), still indicated reluctance on the part of the U.S. administration to force Russia back in its declared sphere of interest. Obama, in fact, publicly acknowledged Russia’s privileged position in Ukraine even as the United States and Europe sought to protect that country’s sovereignty. In Syria, the administration practically invited Russian intervention through Washington’s passivity, and certainly did nothing to discourage it, thus reinforcing the growing impression of an America in retreat across the Middle East (an impression initially created by the unnecessary and unwise withdrawal of all U.S. troops from Iraq). Subsequent Russian actions that increased the refugee flow from Syria into Europe also brought no American response, despite the evident damage of those refugee flows to European democratic institutions. The signal sent by the Obama administration was that none of this was really America’s problem.
In East Asia, the Obama administration undermined its otherwise commendable efforts to assert America’s continuing interest and influence. The so-called “pivot” proved to be mostly rhetoric. Inadequate overall defense spending precluded the necessary increases in America’s regional military presence in a meaningful way, and the administration allowed a critical economic component, the Trans-Pacific Partnership, to die in Congress, chiefly a victim of its own party’s opposition. The pivot also suffered from the general perception of American retreat and retrenchment, encouraged both by presidential rhetoric and by administration policies, especially in the Middle East. The premature, unnecessary, and strategically costly withdrawal of American troops from Iraq, followed by the accommodating agreement with Iran on its nuclear program, and then by the failure to hold the line on threats to use force against Syria’s president, was noticed around the world. Despite the Obama administration’s insistence that American strategy should be geared toward Asia, U.S. allies have been left wondering how reliable the U.S. commitment might be when facing the challenge posed by China. The Obama administration erred in imagining that it could retrench globally while reassuring allies in Asia that the United States remained a reliable partner.
A Russian tank crew member runs in front of his T-72B tank after their arrival in Crimea in the settlement of Gvardeiskoye near the Crimean city of Simferopol March 31, 2014. REUTERS/Yannis Behrakis.
Nature abhors a vacuum
The effect on the two great revisionist powers, meanwhile, has been to encourage greater efforts at revision. In recent years, both powers have been more active in challenging the order, and one reason has been the growing perception that the United States is losing both the will and the capacity to sustain it. The psychological and political effect of the wars in Afghanistan and Iraq in the United States, which has been to weaken support for American global engagement across the board, has provided an opening.
It is a myth, prevalent among liberal democracies, that revisionist powers can be pacified by acquiescence to their demands. American retrenchment, by this logic, ought to reduce tensions and competition. Unfortunately, the opposite is more often the case. The more secure revisionist powers feel, the more ambitious they are in seeking to change the system to their advantage because the resistance to change appears to be lessening. Just look at both China and Russia: Never in the past two centuries have they enjoyed greater security from external attack than they do today. Yet both remain dissatisfied and have become increasingly aggressive in pressing what they perceive to be their growing advantage in a system where the United States no longer puts up as much resistance as it used to.
The two great powers have differed, so far, chiefly in their methods. China has until now been the more careful, cautious, and patient of the two, seeking influence primarily through its great economic clout and using its growing military power chiefly as a source of deterrence and regional intimidation. It has not resorted to the outright use of force yet, although its actions in the South China Sea are military in nature, with strategic objectives. And while Beijing has been wary of using military force until now, it would be a mistake to assume it will continue show such restraint in the future — possibly the near future. Revisionist great powers with growing military capabilities invariably make use of those capabilities when they believe the possible gains outweigh the risks and costs. If the Chinese perceive America’s commitment to its allies and its position in the region to be weakening, or its capacity to make good on those commitments to be declining, then they will be more inclined to attempt to use the power they are acquiring in order to achieve their objectives. As the trend lines draw closer, this is where the first crisis is likely to take place.
Russia has been far more aggressive. It has invaded two neighboring states — Georgia in 2008 and Ukraine in 2014 — and in both cases hived off significant portions of those two nations’ sovereign territory. Given the intensity with which the United States and its allies would have responded to such actions during the four decades of the Cold War, their relative lack of a response must have sent quite a signal to the Kremlin — and to others around the world. Moscow then followed by sending substantial forces into Syria. It has used its dominance of European energy markets as a weapon. It has used cyberwarfare against neighboring states. It has engaged in extensive information warfare on a global scale.
More recently, the Russian government has deployed a weapon that the Chinese either lack or have so far chosen not to deploy — the ability to interfere directly in Western electoral processes, both to influence their outcomes and more generally to discredit the democratic system. Russia funds right-wing populist parties across Europe, including in France; uses its media outlets to support favored candidates and attack others; has disseminated “fake news” to influence voters, most recently in Italy’s referendum; and has hacked private communications in order to embarrass those it wishes to defeat. This past year, Russia for the first time employed this powerful weapon against the United States, heavily interfering in the American electoral process.
Although Russia, by any measure, is the weaker of the two great powers, it has so far had more success than China in accomplishing its objective of dividing and disrupting the West. Its interference in Western democratic political systems, its information warfare, and its role in creating increased refugee flows from Syria into Europe have all contributed to the sapping of Europeans’ confidence in their political systems and established political parties. Its military intervention in Syria, contrasted with American passivity, has exacerbated existing doubts about American staying power in the region. Beijing, until recently, has succeeded mostly in driving American allies closer to the United States out of concern for growing Chinese power — but that could change quickly, especially if the United States continues on its present trajectory. There are signs that regional powers are already recalculating: East Asian countries are contemplating regional trade agreements that need not include the United States or, in the case of the Philippines, are actively courting China, while a number of nations in Eastern and Central Europe are moving closer to Russia, both strategically and ideologically. We could soon face a situation where both great revisionist powers are acting aggressively, including by military means, posing extreme challenges to American and global security in two regions at once.
The dispensable nation
All this comes as Americans continue to signal their reluctance to uphold the world order they created after World War II. Donald Trump was not the only major political figure in this past election season to call for a much narrower definition of American interests and a lessening of the burdens of American global leadership. President Obama and Bernie Sanders both expressed a version of “America First.” The candidate who spoke often of America’s “indispensable” global role lost, and even Hillary Clinton felt compelled to jettison her earlier support for the Trans-Pacific Partnership. At the very least, there should be doubts about the American public’s willingness to continue supporting the international alliance structure, denying the revisionist powers their desired spheres of influence and regional hegemony, and upholding democratic and free market norms in the international system.
Coming as it does at a time of growing great-power competition, this narrowing definition of American interests will likely hasten a return to the instability and clashes of previous eras. The weakness at the core of the democratic world and the shedding by the United States of global responsibilities have already encouraged a more aggressive revisionism by the dissatisfied powers. That, in turn, has further sapped the democratic world’s confidence and willingness to resist. History suggests that this is a downward spiral from which it will be difficult to recover, absent a rather dramatic shift of course by the United States.
That shift may come too late. It was in the 1920s, not the 1930s, that the democratic powers made the most important and ultimately fatal decisions. Americans’ disillusionment after World War I led them to reject playing a strategic role in preserving the peace in Europe and Asia, even though America was the only nation powerful enough to play that role. The withdrawal of the United States helped undermine the will of Britain and France and encouraged Germany in Europe and Japan in Asia to take increasingly aggressive actions to achieve regional dominance. Most Americans were convinced that nothing that happened in Europe or Asia could affect their security. It took World War II to convince them that was a mistake. The “return to normalcy” of the 1920 election seemed safe and innocent at the time, but the essentially selfish policies pursued by the world’s strongest power in the following decade helped set the stage for the calamities of the 1930s. By the time the crises began to erupt, it was already too late to avoid paying the high price of global conflict.
In such times, it has always been tempting to believe that geopolitical competition can be solved through efforts at cooperation and accommodation. The idea, recently proposed by Niall Ferguson, that the world can be ruled jointly by the United States, Russia, and China is not a new one. Such condominiums have been proposed and attempted in every era when the dominant power or powers in the international system sought to fend off challenges from the dissatisfied revisionist powers. It has rarely worked. Revisionist great powers are not easy to satisfy short of complete capitulation. Their sphere of influence is never quite large enough to satisfy their pride or their expanding need for security. In fact, their very expansion creates insecurity, by frightening neighbors and leading them to band together against the rising power. The satiated power that Otto von Bismarck spoke of is rare. The German leaders who succeeded him were not satisfied even with being the strongest power in Europe. In their efforts to grow still stronger, they produced coalitions against them, making their fear of “encirclement” a self-fulfilling prophecy.
Give ‘em an inch, they’ll take a mile
This is a common trait of rising powers — their actions produce the very insecurity they claim to want to redress. They harbor grievances against the existing order (both Germany and Japan considered themselves the “have-not” nations), but their grievances cannot be satisfied so long as the existing order remains in place. Marginal concession is not enough, but the powers upholding the existing order will not make more than marginal concessions unless they are compelled to by superior strength. Japan, the aggrieved “have-not” nation of the 1930s, did not satisfy itself by taking Manchuria in 1931. Germany, the aggrieved victim of Versailles, did not satisfy itself by bringing the Germans of the Sudetenland back into the fold. They demanded much more, and they could not persuade the democratic powers to give them what they wanted without resorting to war.
Granting the revisionist powers spheres of influence is not a recipe for peace and tranquility but rather an invitation to inevitable conflict. Russia’s historical sphere of influence does not end in Ukraine. It begins in Ukraine. It extends to the Baltic States, to the Balkans, and to the heart of Central Europe. And within Russia’s traditional sphere of influence, other nations do not enjoy autonomy or even sovereignty. There was no independent Poland under the Russian Empire nor under the Soviet Union. For China to gain its desired sphere of influence in East Asia will mean that, when it chooses, it can close the region off to the United States — not only militarily but politically and economically, too.
China will, of course, inevitably exercise great sway in its own region, as will Russia. The United States cannot and should not prevent China from being an economic powerhouse. Nor should it wish for the collapse of Russia. The United States should even welcome competition of a certain kind. Great powers compete across multiple planes — economic, ideological, and political, as well as military. Competition in most spheres is necessary and even healthy. Within the liberal order, China can compete economically and successfully with the United States; Russia can thrive in the international economic order upheld by the democratic system, even if it is not itself democratic.
But military and strategic competition is different. The security situation undergirds everything else. It remains true today as it has since World War II that only the United States has the capacity and the unique geographical advantages to provide global security and relative stability. There is no stable balance of power in Europe or Asia without the United States. And while we can talk about “soft power” and “smart power,” they have been and always will be of limited value when confronting raw military power. Despite all of the loose talk of American decline, it is in the military realm where U.S. advantages remain clearest. Even in other great powers’ backyards, the United States retains the capacity, along with its powerful allies, to deter challenges to the security order. But without a U.S. willingness to maintain the balance in far-flung regions of the world, the system will buckle under the unrestrained military competition of regional powers. Part of that willingness entails defense spending commensurate with America’s continuing global role.
For the United States to accept a return to spheres of influence would not calm the international waters. It would merely return the world to the condition it was in at the end of the 19th century, with competing great powers clashing over inevitably intersecting and overlapping spheres. These unsettled, disordered conditions produced the fertile ground for the two destructive world wars of the first half of the 20th century. The collapse of the British-dominated world order on the oceans, the disruption of the uneasy balance of power on the European continent as a powerful unified Germany took shape, and the rise of Japanese power in East Asia all contributed to a highly competitive international environment in which dissatisfied great powers took the opportunity to pursue their ambitions in the absence of any power or group of powers to unite in checking them. The result was an unprecedented global calamity and death on an epic scale. It has been the great accomplishment of the U.S.-led world order in the 70 years since the end of World War II that this kind of competition has been held in check and great power conflicts have been avoided. It will be more than a shame if Americans were to destroy what they created — and not because it was no longer possible to sustain but simply because they chose to stop trying.
想想当今世界上两条重要的趋势线。一是两大修正主义势力的日益膨胀的野心和行动,俄罗斯,中国。另一方面是民主世界、特别是美国的信心、能力和意志不断下降,以维持其自1945以来在国际体系中所占的主导地位。当这两条线靠拢,为下降将对美国及其盟友维持目前的世界秩序,满足日益增长的欲望和对修正主义势力能力去改变它的能力,我们将在现有秩序的崩溃,世界陷入混乱的时刻,一个阶段的残酷,因为它先后三次在过去的两个世纪。在生命和财富中,在失去的自由和失去的希望中,这种下降的代价将是惊人的。
美国人倾向于把国际秩序的基本稳定视为理所当然,甚至抱怨美国在维护这种稳定时所承受的负担。历史表明,世界秩序确实崩溃了,但当他们这样做时,往往是意外的,迅速的,暴力的。第十八世纪末是欧洲启蒙运动的最高点,在大陆突然对Napoleonic Wars的深渊。在第二十世纪的第一个十年里,世界上最聪明的头脑预言了大国冲突的结束,因为通讯和交通的革命使经济和人民更加紧密地联系在一起。四年后,历史上最具毁灭性的战争。战后20世纪20年代的明显平静变成了危机四伏的20世纪30年代,接着是另一场世界大战。今天我们在这个经典的场景中到底在哪里,趋势线与那个交点的距离是如何接近的,这是永远不可能知道的。我们离全球危机还有三年还是15?我们在这条道路上,然而是确凿无误的地方。
虽然要知道唐纳德·特朗普的总统任期将对这些趋势产生什么影响还为时尚早,但早期迹象表明,新政府更可能加速我们走向危机,而不是减缓或扭转这些趋势。俄罗斯的进一步住宿只能embolden Vladimir Putin,与中国的强硬言论可能会导致北京测试新政府解决军事。总统是否准备好进行这种对抗是完全不清楚的。目前,他似乎对他的言论和行动的未来后果没有多大的考虑。
中国和俄罗斯是典型的修正主义势力。虽然从未享有更大的安全不受外来势力比他们今天所做的俄罗斯从它的传统敌人的西方,中国从传统的敌人在东-他们不满意现有的全球配置。寻求恢复霸权统治他们曾在各自的区域。对于中国,这意味着东亚的主导地位,与日本一样,韩国国家和南洋都默许北京将表演与中国的战略、经济整合的国家,政治偏好。这包括美国对东太平洋的影响力,落后于夏威夷群岛。对于俄罗斯,这意味着中央和东欧和中亚霸权的影响,莫斯科一直被视为其帝国或者部分其势力范围的一部分。北京和莫斯科都试图纠正他们所认为的在美国主导的战后全球秩序中权力、影响力和荣誉的不公平分配。作为政府,都觉得由主导的民主国家在国际体系和其边界上的民主的威胁。都把美国作为他们的野心的主要障碍,因此寻求削弱美国主导的国际安全秩序,站在他们实现他们认为他们应有的命运的方式。
对中国人民解放军(解放军)海军巡逻在永兴岛、在帕拉塞尔群岛,这是已知的在中国的西沙群岛,2016年1月29日。路透社。
它是好的,而它持续
直到最近,俄罗斯和中国都面临着相当大的、几乎不可克服的困难,在实现目标的障碍。主要障碍是国际秩序本身及其主要推动者和捍卫者的力量和一致性。美国领导的系统的政治和军事联盟,尤其是在欧洲和东亚的两个关键区域,提出了中国和俄罗斯,Dean Acheson一度被称为“力量”,要求他们去追求他们自己的野心,谨慎的情况下,在冷战结束以来,将严重破坏国际体系的努力。
该系统已经检查了他们的野心在正面和负面的方式。美国第一的时代,中国和俄罗斯已经参与了和大部分是开放的国际经济体系的建立,有助于维持美国的受益者;只要系统功能,他们有更多的发挥它的挑战和颠覆它的增益。政治和战略方面的秩序,但是,他们的损害。的增长和民主政府的活力在二十年后苏联共产主义的崩溃带来的统治者在北京和莫斯科保持控制能力的一个持续的威胁,因为他们把每一个推进民主制度特别是地理推进自由民主的冷战接近其边界为一个现实的威胁。这是很好的理由:专制权力,自Klemens von Metternich时代以来一直担心自由主义的蔓延。民主在其边界的存在,信息无法控制的全球自由流动,自由市场资本主义和政治自由之间的危险联系所有对谁依赖于保持倔强的力量在自己的国家的统治者的威胁检测。美国支持的民主秩序所带来的对他们统治的合法性的不断挑战,自然使他们对这一秩序和美国怀有敌意。但是,直到最近,大多数国内和国际部队已经劝他们不要面对直接订购。中国的统治者不得不担心与美国的不成功可能会影响他们在国内的合法性。就连普京也只对门户开放,比如在叙利亚,美国被动地对他的探头作出反应。当面对美国和欧洲的反对党时,他更加谨慎,就像在乌克兰一样。
对中俄野心最大的检查是美国及其盟国在欧洲和亚洲的军事和经济实力。中国,虽然越来越厉害,不得不考虑面对联合军事和经济实力的世界大国和地区大国的一些非常强大的联盟或共同战略利益相关的包括日本、印度、韩国,以及规模较小但依然强大的越南和澳大利亚的国家。俄罗斯不得不面对美国及其北约盟国。在美国,这些美国领导的联盟的修正主义,能帮助自己的几个盟友提出了一个严峻的挑战。对评分在冲突早期的胜利甚至中国,如军事隶属台湾或海军战斗在南部或东海,他们将不得不随着时间的推移,结合工业生产能力的一些世界上最富有和最先进的国家,有可能切断进入外国市场对自己的经济需要。一个较弱的俄罗斯,由于人口的减少和石油和天然气的依赖,将面临更大的挑战。
几十年来,美国及其盟国所享有的强大的全球地位阻碍了任何严峻的挑战。只要美国被认为是一个可靠的盟友,中国和俄罗斯领导人担心,侵略性的举动会适得其反,可能使他们的政权下降。这就是政治学家William Wohlforth曾经描述的单极秩序的内在稳定性:不满的地区大国试图挑战现状,他们惊慌的邻居变成了遥远的美国超级大国的遏制他们的野心。它工作。美国加紧,俄罗斯和中国在很大程度上放弃或被抢占,在行动之前都。
面对这些障碍,总是为两修正主义大国的最佳选择,一直希望,如果可能的话,工程师削弱美国支持的世界秩序中,无论是通过提高对美国的承诺,怀疑,从而鼓励潜在的盟友和伙伴放弃自由的世界秩序战略保护并寻求其挑战者住宿从美国盟国或分离。
因此,现在的制度不仅依赖于美国的权力,而且依赖于民主世界的核心。美国必须扮演这一秩序的主要保证人,特别是在军事和战略领域,但秩序的思想和经济核心-民主的欧洲和东亚和太平洋-也必须保持相对健康和自信。
近年来,这两个支柱已动摇。民主秩序在其核心已经弱化和断裂。困难的经济条件下,民族主义和部落主义复发,弱的和不确定的政治领导和反应迟钝的主流政党,和一个新时代通信似乎加强而不是削弱部落一起制作了一个在民主国家不仅信心危机,但在所谓的自由主义的启蒙方案。该项目提高了个人权利和共同人性的普遍原则,包括种族,种族,宗教,国家或部落的差异。它着眼于日益增长的经济相互依赖,建立跨越国界的共同利益,建立国际机构,以消除分歧,促进各国之间的合作。相反,在过去的十年中已经看到部落主义和民族主义的兴起,越来越多的重点放在其他所有社会中,和失去信心的政府,在资本主义制度和民主。我们见证了法兰西斯·福山的历史“终结相反。“历史是回来报仇的,它所有的黑暗方面的人类的灵魂,包括对许多人来说,一个强有力的领导者,在混乱和不连贯的时间提供有力的指导人类长期向往。
黑暗时代2
启蒙运动的这场危机可能是不可避免的,这是资本主义和民主固有缺陷所产生的一种反复出现的现象。在20世纪30年代,经济危机和不断上升的民族主义导致许多人怀疑民主和资本主义是否比法西斯主义和共产主义更可取。自由主义的信心危机同时伴随着战略秩序的破裂,这并非巧合。然后,问题是,美国作为外部大国是否会介入、拯救或重建英国和法国不再能够或愿意维持的秩序。现在的问题是,美国是否愿意继续维持它所创造的秩序,而这完全取决于美国的力量,还是美国人是否愿意承担风险--如果他们理解风险的话--让这个秩序崩溃成混乱和冲突。
这种意愿在一段时间内一直存在疑问,在特朗普当选之前,甚至在贝拉克·奥巴马当选之前。在四分之一世纪日益在冷战结束后,美国人一直在想为什么他们承担维护全球秩序的时候,自己的利益并不总是明确服务这样一个不寻常的和巨大的责任,当美国似乎有些利益作出一切牺牲。很少有人记得为什么美国对这种异常作用后的第二十世纪的灾难性的两次世界大战的原因。千禧一代出生在冷战结束后很难理解的深远意义的政治、经济和安全结构,二战后建立的。他们也不可能在高中和大学课本痴迷指出美国“帝国主义的罪恶和愚蠢多学习一下吧。”的危机,上半年的第二十世纪和1945的解决方案已经被遗忘了。因此,美国公众对全球角色扮演所固有的困难和代价的耐心已经淡化。而以前的失败和昂贵的战争,在韩国的1950和越南在1960和1970年代,和以往的经济低迷时期,如能源危机和严重的“滞胀”中期至70年代后期,没有把美国人对全球参与的效果,在伊拉克和阿富汗的失败的战争,2008金融危机。
奥巴马追求全球参与的矛盾的方法,但其核心策略是紧缩。他的行动和他的陈述,他批判和否定了以前的美国战略和增强民族情绪有利于世界一个更积极的角色和更窄的美国利益的定义。奥巴马政府回应了小布什政府在伊拉克和阿富汗的失败,不是恢复美国的势力和影响力,而是进一步减少他们的势力和影响力。尽管政府承诺“重新平衡”的美国外交政策的亚洲和Pacific,这实际上意味着减少全球承诺和容纳修正主义势力在盟国的安全费用。
奥巴马政府早期试图“重启”与俄罗斯的关系,这是对作为可靠盟友的美国声誉的第一次打击。在俄罗斯入侵格鲁吉亚之后,它似乎奖励了莫斯科的侵略。复位也出现在中欧美国的盟友的费用,作为与波兰和捷克共和国的军事合作计划被抛弃安抚克林姆林宫。此外,这一尝试也正如俄罗斯对西方的政策一样,更不用说普京对自己人民的镇压政策了。远从俄罗斯引出更好的行为,鼓励普京努力复位。然后,在2014,欧美地区的乌克兰和扣押的俄罗斯入侵克里米亚的反应不足,虽然比布什政府入侵格鲁吉亚贫血反应(欧洲和美国至少制裁入侵乌克兰后),仍表示不愿对美国政府的部分给力俄罗斯早在其宣称的利益范围。奥巴马,事实上,公开承认俄罗斯在乌克兰的特权地位,尽管美国和欧洲试图保护该国的主权。在叙利亚,政府实际上邀请俄罗斯干预通过华盛顿的被动,当然也不能阻止它,从而加强了美国日益增长的印象在中东(从伊拉克撤退的所有美国军队撤出不必要的和不明智的最初印象)。随后的俄罗斯的行动,增加了难民从叙利亚流入到欧洲也没有带来美国的反应,尽管明显的损害,这些难民流向欧洲民主机构。奥巴马政府发出的信号是,这一切都不是美国的问题。
在东亚,奥巴马政府破坏了其值得称道的努力,以维护美国的持续利益和影响力。所谓的“轴心”被证明主要是修辞。不充分的国防开支排除在一种有意义的方式在美国地区的军事存在必要的增加,和政府允许经济的关键组成部分,跨太平洋伙伴关系,死在国会的主要受害者自己的党反对。枢也遭受美国撤退和紧缩的普遍看法,鼓励通过总统修辞学和行政政策,尤其是在中东。在伊朗,过早、不必要且代价高昂的美国军队撤出了伊拉克,随后就其核计划与美国达成了和解协议,随后由于未能对威胁使用武力对付叙利亚总统,世界各国都注意到了这一点。尽管奥巴马政府坚持认为美国的战略应该是面向亚洲、美国的盟友一直在疑惑如何可靠的美国承诺可能会面对中国带来的挑战。奥巴马政府的错误在于,它可以减少全球想象,而在亚洲让盟友,美国仍然是一个可靠的合作伙伴。
俄罗斯的坦克乘员在他的T-72B坦克前他们在Gvardeiskoye附近的辛菲罗波尔2014年3月31日克里米亚城市沉降到达克里米亚后。路透社/ Yannis Behrakis。
自然憎恶真空
对两大修正主义势力,同时,被鼓励在修订力度大。近年来,两个大国都更加积极地挑战这一秩序,一个原因是越来越多的看法,美国正在失去的意愿和能力,以维持它。阿富汗和美国在美国的战争中的心理和政治效应,削弱了对全世界的美国全球参与的支持,提供了一个开放。
这是一个神话,在自由民主国家普遍,修正主义势力可以被默许他们的要求。美国紧缩,按照这个逻辑,应该减少紧张和竞争。不幸的是,相反是更经常的情况下。更安全的修正主义势力的感觉,更加雄心勃勃的他们在寻求改变系统自身优势因为抵制变革似乎减轻。看看中国和俄罗斯都没有在过去的两个世纪里他们喜欢从外部攻击更安全比他们今天所做的。然而,双方仍然不满意,并已成为越来越积极的紧迫感,他们认为是他们的日益增长的优势,在一个系统中,美国不再像以前一样的阻力。
迄今为止,这两个大国的做法主要不同。中国一直多加小心,谨慎,和病人的两个,主要通过其巨大的经济影响力,并利用其日益增长的军事力量主要是作为一种威慑和恐吓的来源寻求影响区域。它没有采取武力的直接使用,但其在南海的行动是军事性质,与战略目标。虽然北京一直在谨慎使用武力,直到现在,这将是一个错误,认为它将继续显示这种克制在未来-可能不久的将来。修正主义大国日益增长的军事能力都可以使用这些功能时,他们认为可能的收益大于风险和成本。如果中国人意识到美国对其盟友的承诺以及其在该地区的地位正在减弱,或其在这些承诺上的能力正在下降,那么他们将更倾向于试图利用他们获取的权力,以实现他们的目标。随着趋势线越来越近,这是第一次危机可能发生的地方。
俄罗斯一直咄咄逼人。它已经入侵了两个邻国-格鲁吉亚2008和乌克兰2014,在这两种情况下,把这两个国家的领土主权的重要部分。鉴于美国及其盟国在冷战的四年里对这些行动作出的反应,他们相对缺乏反应肯定给克里姆林宫和世界其他国家发出了相当大的信号。叙利亚随后派遣大量兵力进入莫斯科。它利用欧洲能源市场的优势作为武器。它采用了网络战攻击邻国。它在全球范围内开展了广泛的信息战。
最近,俄罗斯政府已经部署了一种武器,中国要么缺乏或迄今没有选择部署-直接干预西方选举进程的能力,既影响他们的成果,更普遍抹黑民主制度。俄罗斯基金的右翼民粹主义政党在欧洲,包括在法国;利用媒体支持考生青睐和攻击他人;传播了“假新闻”来影响选民,最近在意大利举行的全民公投;有窃听私人通讯为了让那些希望打败。在过去的一年里,俄罗斯首次对美国使用这种强大的武器,严重干扰了美国的选举进程。
虽然俄罗斯,以任何标准衡量,是两大势力较弱,目前有更多的成功比中国在实现其分裂和破坏欧美地区的目的。在西方民主政治系统的干扰,其信息战,及其在提高难民从叙利亚流入欧洲的作用都有助于削弱欧洲的信心在他们的政治制度和建立政党。美国对叙利亚的军事干预,与美国的被动相比,加剧了人们对美国在该地区的持久力量的怀疑。直到最近,北京还成功地将美国盟友推向了美国,而不是担心中国实力的增长,但这可能会迅速改变,尤其是如果美国继续其目前的轨迹的话。有迹象表明,地区大国已经重新计算:东亚国家在区域贸易协定,不包括美国,在菲律宾的情况下,也积极拉拢中国,而在东欧和中欧的一些国家正在接近俄罗斯,从战略上和思想上的。我们将很快面临的情况下,伟大的修正主义势力正在积极行动,包括军事手段,提出极端的挑战美国和全球安全两地区一次。
可有可无的国家
所有这些都是在美国人继续表达他们不愿维护二战后建立的世界秩序的情况下出现的。在过去的选举季里,唐纳德·特朗普不是唯一一个主要的政治人物,他呼吁对美国利益进行更为狭隘的定义,减轻美国全球领导人的负担。奥巴马总统和Bernie Sanders都表示一个版本的“美国第一”。他经常谈起美国的“必不可少”的全球角色迷失的候选人,Hillary Clinton甚至不得不抛弃的跨太平洋伙伴关系她早期的支持。至少,应该有对美国公众的意愿继续国际联盟的支撑结构的怀疑,否定修正主义势力所需的势力范围和地区霸权,维护民主和自由市场的规范在国际制度。
在大国竞争日益加剧的时候,这种狭隘的美国利益定义可能会加速过去时代的不稳定和冲突。在民主世界的核心不足,美国的全球责任的脱落已经不满的力量更激进的修正主义的鼓励。这,反过来,进一步削弱了民主世界的信心和意愿来抵抗。历史表明,这是一个向下螺旋从它将难以恢复,没有一个相当戏剧性的转变当然由美国。
这种转变可能来得太晚。这是在20世纪20年代,而不是20世纪30年代,民主的权力作出了最重要的,最终致命的决定。第一次世界大战后,美国人的幻灭导致他们拒绝在保护欧洲和亚洲的和平起着战略性的作用,尽管美国是唯一的国家强大到足以扮演这个角色。美国的撤军有助于削弱英国和法国的意志,并鼓励欧洲和日本在欧洲的德国采取越来越积极的行动,以实现区域主导地位。大多数美国人相信欧洲或亚洲的任何事情都不会影响他们的安全。第二次世界大战使他们相信那是一个错误。“回归正常”的1920的选举似乎是安全的和无辜的时候,但追求的世界上最强的力量在接下来的十年里,基本上是自私的政策有助于1930年的灾害的阶段。当危机开始爆发,它已经以避免全球冲突价格高得太晚。
在这种情况下,人们一直认为地缘政治竞争可以通过合作和住宿的努力来解决。的想法,最近由尼尔·弗格森提出,认为世界可以由美国统治的俄罗斯,和中国是不是一个新的。这样的公寓已经被提出,试图在每一个时代都在国际体系中的主导力量或权力试图抵挡来自不满的修正主义势力的挑战。它很少工作。修正主义大国不易满足短完全投降。他们的势力范围从来就不足以满足他们的自豪感或扩大他们对安全的需求。事实上,他们的扩张造成了不安全感,通过吓唬邻居,带领他们团结起来对抗崛起的力量。吃饱的权力,Otto冯俾斯麦说是罕见的。即使他是欧洲最强大的力量,接替他的德国领导人也并不满意。在他们努力成长仍然强大,他们生产的联合攻击他们,使他们害怕“围剿”一个自我实现的预言。
给他们一英寸,他们将采取一英里
这是崛起中大国的共同特征他们的行动产生了他们声称要纠正的不安全感。他们对现有秩序心怀不满(德国和日本都认为自己是“没有”国家),但只要现有秩序仍然存在,他们的不满就无法得到满足。边际让步是不够的,但维护现有秩序的力量不会超过边际让步,除非他们被迫以优势。日本,20世纪30年代愤愤不平的“没有”的国家,在1931接受了满洲里并没有满足自己。德国,可怜的受害者的Versailles,没有满足本身将苏台德德国人回折。他们要求更多,他们不能说服民主列强给他们他们想要的东西而不诉诸战争。
给予影响的修正主义势力范围不是一方的和平安宁,而是邀请不可避免的冲突。俄罗斯的历史影响范围不在乌克兰。它始于乌克兰。它延伸到波罗的诸国,到了Balkans,到了中欧的心脏地带。在俄罗斯的传统势力范围内,其他国家不享有自治权,甚至不享有主权。在俄罗斯帝国和苏联的统治下,没有独立的波兰。对于中国在东亚获得其所需的势力范围将意味着,当它选择,它可以关闭该地区去美国不仅在军事上,而且在政治上和经济上的,也。
中国将,当然,不可避免的运动更大的影响力,在自己的区域,如俄罗斯。美国不能也不应该阻止中国成为一个经济强国。它也不应该希望俄罗斯崩溃。美国甚至应该欢迎某种形式的竞争。大国竞争的多个层面-经济,思想,政治,以及军事。大多数领域的竞争是必要的,甚至是健康的。在自由的秩序,中国经济成功与美国竞争;俄罗斯的国际经济秩序的维护民主制度的发展,即使它本身不是民主。
但军事和战略竞争是不同的。安全形势也证明了一切。它仍然是真实的,因为它已经自第二次世界大战以来,只有美国有能力和独特的地理优势,提供全球安全和相对稳定。没有美国,欧洲或亚洲就没有稳定的均势。虽然我们可以谈论“软实力”和“聪明的力量”,他们一直和将永远是有限的价值时,面对原始的军事力量。尽管美国的言论松散,但在军事领域,美国的优势依然清晰。即使在其他大国的后院,美国保留的能力,以及其强大的盟友,阻止挑战安全秩序。但是,如果没有美国在世界遥远地区保持平衡的意愿,该体系将在区域大国的无约束军事竞争下崩溃。这种意愿的一部分需要与美国持续的全球角色相称的国防开支。
为美国接受回归势力范围不会平静国际海域。它只会返回世界是在第十九世纪的结束条件,与竞争的大国冲突在不可避免的交叉重叠的领域。这些不稳定的混乱状态为第二十世纪上半叶两次毁灭性的世界大战创造了沃土。英国主导的世界秩序对海洋的崩溃,权力的不平衡在欧洲大陆的中断作为一个强大的统一的德国初具规模,与东亚的日本的崛起都在高度竞争的国际环境不满列强趁机追求他们理想中的任何大国和大国集团没有联合检查。结果是史无前例的全球灾难和死亡史诗般的规模。二战结束后的70年里,美国领导的世界秩序取得了巨大的成就,这种竞争已经被制止,大国间的冲突已经避免了。如果美国人要摧毁他们创造的东西,这将不是一个耻辱,不是因为它不再可能维持下去,而是因为他们选择停止尝试。